National Organic Program Steps to Organic Certification
Five Steps to Certification
Step 1: Application
The Organic System Plan (OSP)
Step 2: Certifier Reviews Application
Step 3: The Inspection
The Inspection
On- Site Inspection Components of the Inspection
Step 4: Evaluation and Recommendation for Approval
Step 5: The Certification Decision
Step 5: The Certification Decision
Examples of situations that would require immediate notification to the certifier
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National Organic Program Steps to Organic Certification

1. National Organic Program Steps to Organic Certification

United States Department of Agriculture
Agricultural Marketing Service
National Organic Program
Steps to Organic Certification
1

2. Five Steps to Certification

United States Department of Agriculture
Agricultural Marketing Service
Five Steps to Certification
1. Application
2. Review and approval of Organic System
Plan (OSP)
3. Inspection
4. Evaluation of inspection report –
recommendation for certification
5. Certification decision
National Organic Program - Feb. 2011
2

3. Step 1: Application

United States Department of Agriculture
Agricultural Marketing Service
Step 1: Application
The Operation’s Application
includes:
• Organic System Plan
• Operator Agreement
• Producers – maps, land history
• Handlers – formulas, labels
National Organic Program - Feb. 2011
3
Step
1

4. The Organic System Plan (OSP)

United States Department of Agriculture
Agricultural Marketing Service
Specific
components
The Organic System Plan (OSP)
a. Description of practices and procedures;
b. List of all substances used;
c. Description of monitoring practices &
procedures;
d. Recordkeeping system;
e. Management practices to prevent commingling
and contamination;
f. Other information deemed necessary by
the certifier
Step
National Organic Program - Feb. 2011
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1

5. Step 2: Certifier Reviews Application

United States Department of Agriculture
Agricultural Marketing Service
The
Review
Step 2: Certifier Reviews
Application
1. Is the application complete?
2. Have the immediate areas needing attention
been identified?
3. Does it appear that the applicant complies
with the organic standards?
4. Is the farm/business licensed to operate?
What is the operation’s legal status?
National Organic Program - Feb. 2011
5
Step
2

6. Step 3: The Inspection

United States Department of Agriculture
Agricultural Marketing Service
The
Inspection
Step 3: The Inspection
Step
3

7. The Inspection

United States Department of Agriculture
Agricultural Marketing Service
The
Inspection
The Inspection
• If the application and OSP
are judged to be complete
the certifier assigns an
organic inspector to inspect
all relevant areas of the
farm.
• The inspector looks for all
indications that the
producer is operating
according to their OSP and
is in compliance to the NOP
standards.
Step
3

8. On- Site Inspection Components of the Inspection

United States Department of Agriculture
Agricultural Marketing Service
The
Inspection
On- Site Inspection
Components of the Inspection
Inspectors role is to verify compliance with organic
standards and identify violations or non-compliances.
Beginning
Meeting
Farm/Facilit
y Tour to
Verify Plan
Review
Records and
Conduct
Audit
Exit
Interview
Organic inspections are usually between 3-6
hours per operation depending on
complexity of operation and preparation of
operator
National Organic Program - Feb. 2011
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Step
3

9.

United States Department of Agriculture
Agricultural Marketing Service
National Organic Program - Feb.
2011
9
Step
3

10. Step 4: Evaluation and Recommendation for Approval

United States Department of Agriculture
Agricultural Marketing Service
evaluation
Step 4: Evaluation and
Recommendation for Approval
The OSP, application and
inspection report are all
reviewed by an individual
or certification committee
with expertise in organic
production and
certification standards.
Inspector of operation
cannot make the
certification decision
Inspectors may conduct
reviews of operations
that they did not
inspect.
Step
4

11. Step 5: The Certification Decision

United States Department of Agriculture
Agricultural Marketing Service
certification
decision
Step 5:
The Certification Decision
For New Applicants:
• Approval for organic certification
Request for additional information
May include conditions for minor, non-violative issues (establishment of adequate buffers,
development of compliant labels).
Inspector identified the need for additional information
Notice of noncompliance
Denial of Certification (must be preceded by a Notice of Noncompliance or
be a combined Notice of Noncompliance and Notice of Denial)
Step
5

12. Step 5: The Certification Decision

United States Department of Agriculture
Agricultural Marketing Service
certification
decision
Step 5:
The Certification Decision
Renewal of certification • Continuation of organic certification
May include request for additional information within a prescribed time frame. If
additional information is not received it should lead to a Notice of Noncompliance.
Request for additional information prior to issuing an updated certificate
Notice of Noncompliance
Notice of Proposed Suspension or Revocation (must be preceded by a
Notice of Noncompliance or be a combined Notice of Noncompliance and
Notice of Proposed Suspension or Revocation)
Step
5

13. Examples of situations that would require immediate notification to the certifier

United States Department of Agriculture
Agricultural Marketing Service
Examples of situations that would require
immediate notification to the certifier
• Operator wants to remove a site or a portion of a site from organic
production.
• Operator would like to develop a new label for an organic products.
• Operator wants to purchase organic crops or products from other
producers to resell.
• Operator wants to start processing organic food products or handle
organic products produced by other organic producers;
• Operator decides to change any portion of a certified operation
that may affect compliance with the National Organic Standards.
February 2011
National Organic Program
13
Step
5
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